Subject: Discussion List for campus-based and allied personnel working to end gender-based violence on campus.
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- Subject: Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality
- Date: Mon, 22 Oct 2007 20:08:12 -0400
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- List-id: "Discussion List for sexual assault educators and counselors on campus." <sapc.list.mail.virginia.edu>
I would add to brett's excellent information that if a school official
learns of a pattern or that even with an anonymous report, that an individual
who has been accused in a current report has been named in other reports
--whether anonymous or not, the official has an obligation to inform all
victims associated with those other reports, whether they had expressed a
willingness to file a complaint in the past or not.? A victim might feel
different about filing a complaint if she learns that others have suffered
the same harm by the same actor(s) and there is no reason they couldn't
change their? mind.
Also -- in determining whether your response is "prompt and equitable" it is
important to compare the approach you take when responding to a sexual
assault based on race, ethnicity, religion, sexual orientation, disability,
etc --- because "equitable" means both inherently fair and fair vis a vis
other similar harms -
so sexual assault "based on gender" must be handled the same way you handle
sexual assault "based on" any other status --
Wendy Murphy
-----Original Message-----
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Sent: Sat, 20 Oct 2007 9:05 am
Subject: SAPC Digest, Vol 845, Issue 1
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Today's Topics:
1. Fw: Limits to Confidentiality (Aline Jesus Rafi)
2. "Gray Rape" posting
(Ben Atherton-Zeman - Feminist, Actor and Husband)
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Message: 1
Date: Fri, 19 Oct 2007 13:51:29 -0400
From: "Aline Jesus Rafi"
<>
Subject: Fw: Limits to Confidentiality
To:
<>
Message-ID:
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Content-Type: text/plain; charset="UTF-8"
Thank you so much to Brett A. Sokolow, JD for sending me the information
below.
If anyone else has additional information please let me know.
-------------------------------------------------------
Aline Jesus Rafi, MA
Health Educator
Sexual Assault Prevention Education and Response
Emory University Student Health Services
1525 Clifton Road
Atlanta, GA 30322
Phone: 404-727-1514
Fax: 404-727-9159
Email:
----- Original Message -----
From:
To:
Sent: Thursday, October 18, 2007 4:37 PM
Subject: Re: Limits to Confidentiality
Hi Aline,
Hope this helps:
BEST PRACTICES: WHAT DO YOU DO WHEN? A STUDENT REPORTS A SEXUAL ASSAULT BUT
THEN ASKS THAT NO ACTION BE TAKEN?
This is a complex issue that is informed by two federal laws, student affairs
best practices, good victim services, the Department of Education, and
negligence law. While no one perspective dictates how we address reluctant
victim situations, taken together, a cohesive approach can be created.
Clery First
Let?s start with the Clery Act, and its role in this issue. The Clery Act is
an
absurd law, in its execution. It tells colleges to collect crime reports
from
campus security authorities, which it defines as any institutional official
who
has significant responsibility for student and campus activities. It then
splits hairs to tell us this will include some faculty but not others. It
includes student services personnel, but not the support staff talking with
the
student in the waiting room while they wait to see the Dean. It does not
include counselors, but may include a non-counselor administrator who runs
the
counseling center. These are not reasonable hairs to split on a college
campus
if you are interested in accurate compliance. Responsibilities of college
employees are constantly changing. A faculty member who assumes a role as a
student organization advisor mid-year may not receive training on reporting
until the following year, depending on your training schedu
le. Who is on the list and who is not on the list of mandated reporters for
Clery is a moving target that is not easy to hit. It is just easier (and
very
reasonable) to tell ALL institutional employees that it is part of their job
to
report all crimes about which they become aware within 24 hours of becoming
aware. That way, nothing slips through the cracks. This includes reports of
sexual assault made in confidence, because nothing in the Clery Act requires
the
revelation of personally identifiable information. Counselors, clergy and
medical services personnel can complete a report without violating their
professional ethics.
Once you have created an all-employee reporting requirement, employees can be
trained that when a student reports sexual assault, they cannot promise
confidentiality, and need to make that clear to the student who comes to them
(unless of course, you are among the limited number of university employees
who
can actually promise statutorily or ethically-conferred confidentiality).
Best Practices Tip?Explain This to a Victim as the Difference Between
Confidentiality and Privacy:
?Thank you for coming to talk to me about such a serious issue. I want you
to
know that we are going to do all we can to help you. I need to make clear
that
I am not someone who is able to maintain the confidentiality of what you
share
with me. I can and will protect your privacy, and will only share your
information on a need-to-know basis with a small group of key administrators.
We will make every effort to respect your wishes as far as how we respond to
your report. If you desire a confidential conversation, I can take you to
the
counseling center, or help you to set up a meeting with one of our campus
staff
members who is a confidential resource.?
Acting on the Reports You Receive
A predicate to liability under Title IX is notice to campus official(s) who
have
remedial authority to address gender-based discrimination (in any of its
forms,
including sexual violence). Let?s assume for purposes of this article that
you
are such an official. Once you have established a campus-wide crime
reporting
network as discussed above, you will hear more often about campus crime
generally, and you probably will receive more sexual assault reports,
specifically. Not all of these reports will include personally identifiable
information, but some will. Once you receive a report, various laws govern
your
response and you MAY have to provide some or all of the following.
After each item listed below, the law that mandates or influences it is
identified:
? Crime statistic (Clery)
? Interim suspension (tort law ? negligence)
? Timely warning (Clery)
? No contact order (student affairs best practice)
? Investigation (Title IX)
? A prompt and equitable resolution (Title IX)
? A hearing (state/federal due process or contract law)
? Sanctions (Title IX, tort law ? negligence, due process)
o To bring an end to the discriminatory conduct; and
o To take steps reasonably calculated to prevent the reoccurrence of the
discriminatory conduct
? Remedies (Title IX)
o To restore the victim, as much as possible, to his/her pre-deprivation
status and/or undo the effects on the victim of the gender-based
discrimination
they have experienced.
? Notice of outcome (Clery Act)
? Appeals (contract law and Title IX)
? Post-sanction enforcement (Title IX, tort law ? negligence)
? Follow-up to determine if remedies are effective (Title IX)
Upon receiving a report, whether anonymous or not, you will need to determine
if
the alleged victim wishes to make a complaint. If so, you will follow the
proper procedures on your campus for making a complaint and begin the
investigation process. If not, you will need to find out why not. Perhaps
the
assault occurred long ago, or off-campus. Perhaps the victim is going to the
police to pursue criminal prosecution. While you may be able to determine
directly why no formal action is requested by the victim, you may have to go
through the employee who initially received the report before it was passed
along to you. They may be able to dialogue with the victim to find out
reasons
why the victim wants no action taken. I think you or the employee who is in
contact with the victim should try to problem-solve with him/her any
impediments
to filing a complaint.
Best Practices Tip: Convincing a Reluctant Victim
I think we should make a good faith effort to persuade (not pressure) a
victim
to make a formal complaint. Often, victims are reticent to pursue a campus
hearing because they fear for their privacy, they blame themselves, and they
don?t want to subject themselves to a process they fear will be a secondary
victimization. I think we can overcome some of these reasons for hesitation.
We can make sure that the victim understands how well-suited the campus
conduct
process is to meeting the needs of many victims. I think we should explain
that
the campus process is private, that resolution is quick (can we shoot for 30
days?), that we use a standard of proof (more likely than not) that makes it
twice as easy to prevail in a campus hearing than in a criminal trial, that
we
provide victim-friendly accommodations, such as the right to an advisor, to
testify from behind a screen or by closed-circuit, and that we actively
prohibit
evidence of a student?s irrelevant sexual history or
character. I also think we need to be clear that we are not going to throw
the book at a victim for his/her own policy violations, if they decide to
make a
complaint. It is also worth it to explain to a victim that perpetrators
recidivate, and if left unchecked, they may assault again and are likely to
make
someone else feel the way they now feel. Their action in filing a complaint
can
help to prevent future victimization, and I think we should at least get them
thinking about their duty to other potential victims and members of their
community. Once we have said our piece, though, I think we need to back off
and
let them choose for themselves what is in their best interests.
The Requirements of Title IX
If you are not successful in encouraging the victim, directly or indirectly,
to
file a formal complaint, your legal duties are not over. In fact, they may
just
be starting. Once you have actual notice under Title IX, your duty to
investigate the report is absolute. There are no exceptions. Yet,
investigation is a very broad term, and may indicate merely a preliminary
inquiry, or it may include a much more elaborate inquisition into the facts.
With an anonymous report, your ability to investigate is more limited. You
would satisfy your legal duties of due diligence by checking the report
against
other recent anonymous and formal reports, to determine if a trend or pattern
may be apparent. If so, you might decide to take some action based on the
composition of assaults, rather than on just the one anonymous report you
have
received. You may even gain information on repeat perpetrations in a single
location, and this may allow you to target a high-risk population or loca
tion with enhanced enforcement, patrols, lighting, cameras, timely warnings,
etc.
In addition to the duty to investigate, you may have a duty to attempt some
form
of remedial response, even to an anonymous report. For example, if you learn
of
multiple perpetrations by the same individual (anonymous reports sometimes
include the name of an alleged perpetrator or enough detail for you to figure
out who the alleged perpetrator is), or multiple perpetrations at the same
event, you may decide to alert the alleged victim to this information to see
if
this makes him/her more willing to file a formal complaint, or you may decide
to
launch an investigation into the campus event that produced multiple reports
(such as a party at which multiple drinks were laced with GHB).
Where a victim comes to you to make the report directly, your duty to
investigate is the same, but is enhanced by the additional information you
may
have by receiving the report directly rather than through a third-party.
Assume
that the alleged victim, as with the anonymous victim, asks that you take no
action. At this point, one of the purposes of the investigation is to allow
you to determine whether you can honor the victim?s wishes. OCR tells us
that
we should make every effort to do so, but not at the expense of compromising
our
duty to provide a prompt and equitable remedy under Title IX.
Negligence
Tort law plays a role here too, as we must make a determination whether the
report gives us notice of foreseeable future harm. If so, our legal duty is
to
act to warn (and perhaps protect) foreseeable victims from that known
potential
for harm. If, as a result of our investigation, we reasonably believe that
there is no continuing threat of harm to the alleged victim, or to any member
of
our community, we have no legal obligation to pursue the allegation through a
hearing. We may, however, have other equitable duties of remedy, such as a
need
to provide an education program to the community, or to a target population,
to
post prominent bulletin board information about the issue, or to give a clear
warning without singling out any particular individual by enlisting a coach,
RA,
greek advisor or student organization advisor to raise the issue indirectly
at
an appropriate meeting.
If you decide not to have a hearing, it would be wise at such a point to
have
the alleged victim sign a statement making it clear that s/he has requested
that
you take no action, and that they understand they are preventing you from
taking
future action by failing to cooperate in the investigation. If they ever
make a
Title IX claim against the institution, you attorneys can use this waiver to
help them to claim an estoppel defense (it is unfair for a victim to sue you
for
not taking action when you decided not to take action at his/her request and
instigation). Of course, any waiver should make clear that if the alleged
victim ever changes his/her mind, you stand ready to re-open the
investigation,
to the extent practical and possible.
Where the results of the investigation do not give you reasonable assurance
as
to the safety of your community, you have a duty to act irrespective of the
victim?s wishes. You cannot force them to participate in a hearing, but you
should initiate one with the institution as complainant, and you may use
written
statements of the victim, statements by the victim to witnesses, police and
medical records as needed in lieu of participation by the alleged victim as
complainant.
Each complaint is governed by the principle that you take it as far as you
need
to. If you commence a preliminary inquiry, and that inquiry leads to further
suspicion, you will broaden the inquiry to a full-fledged investigation. An
investigation itself, even one that clears an accused student, is a response
under Title IX. It may be all that is required, depending on the findings.
If
you are challenged under Title IX by a lawsuit or OCR investigation, you may
be
accused of deliberate indifference. One of the best ways to prove that you
were
not deliberately indifferent is to show that a comprehensive civil rights
investigation was completed and documented.
All information offered is the opinion of the author, and is not given as
legal
advice. Reliance on this information is at the sole risk of the reader.
Brett A. Sokolow, JD
Special Advisor to the United States Air Force Academy
Special Counsel to the VP for Student Affairs, Saint Mary's College (IN)
Special Counsel to the President, Hobart and William Smith Colleges
Special Counsel for AOD Issues, Barton County Community College
Special Counsel for Student Conduct Issues, Warren Wilson College
Special Counsel to the Dean of Students, Hendrix College
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Message: 2
Date: Fri, 19 Oct 2007 20:18:05 -0400
From: "Ben Atherton-Zeman - Feminist, Actor and Husband"
<>
Subject: "Gray Rape" posting
To:
<>
Message-ID:
<>
Content-Type: text/plain; charset="iso-8859-1"
Hello to Gillian Greensite - thanks so much for your posting.
You said: "I have been doing rape prevention education in a college setting
for
28 years and yes, I have observed the use, or mis-use of the term
rape to include those situations that are clearly not. And yes, this
is perpetuated by many in the anti-rape movement."
Do you really think that "many" in the anti-rape movement mis-use the term in
this way? Can you elaborate?
thanks!
Until the violence stops, Ben.
Ben Atherton-Zeman, Acton MA USA
Actor, Comedian, Feminist and Husband
Presenting a One-Man Play: "Voices of Men," www.voicesofmen.org (video clips
take a second to load)
Booking information: 978-263-3254
Quote of the Month, October 2007, National Domestic Violence Awareness Month:
"I said 'Excuse me, I OWE you a job??' He said, 'Yeah, 'cause you wouldn't
have
that job if it wasn't for me.'
Typical abuser thinking. I had started and graduated college, had run a
non-profit for 4 years, and was the principal author of the child abduction
statute, amongst other things, but I got the job because of him?
I replied 'They didn't hire me because you beat me, they hired me because of
what I've done since then.'" - Jan Russell
------------------------------
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End of SAPC Digest, Vol 845, Issue 1
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- Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality, wmurphylaw, 10/22/2007
- <Possible follow-up(s)>
- Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality, BASokolow, 10/22/2007
- Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality, S. Daniel Carter, 10/22/2007
- Re: Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality, wmurphylaw, 10/22/2007
- Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality, BASokolow, 10/23/2007
- Re: SAPC Digest, Vol 845, Issue 1-a bit more on FERPA and confidentiality, wmurphylaw, 10/24/2007
- Re: Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality, wmurphylaw, 10/23/2007
- Re: SAPC Digest, Vol 845, Issue 1-a bit more on confidentiality, BASokolow, 10/23/2007
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