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not following SH policy is deliberate indifference and enough for liability under title ix-no immunity
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- Subject: not following SH policy is deliberate indifference and enough for liability under title ix-no immunity
- Date: Sat, 28 Nov 2009 09:53:11 -0500
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CC, A minor, by her parents and natural guardians, Aretha Andrews and Chris
Andrews, et al., Plaintiffs, vs. MONROE COUNTY BOARD OF EDUCATION, et al.,
Defendants.
CIVIL ACTION NO. 00-0753-CG-M
UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF ALABAMA, SOUTHERN
DIVISION
2009 U.S. Dist. LEXIS 110276
November 25, 2009, Decided
November 25, 2009, Filed
COUNSEL: [*1] For CC, a minor, by her parents and natural guardians, Aretha
and Chris Andrews, RSH, a minor by her parent and natural gurdian Betty Jean
Murphy, Plaintiffs: Jon C. Goldfarb, LEAD ATTORNEY, Rachel Lee McGinley,
Wiggins, Childs, Quinn, and Pantazis, LLC, Birmingham, AL; Deborah Ann
Mat-tison, Gordon, Silberman, Wiggins & Childs, Birmingham, AL.
For Monroe County Board of Education, Mike Floyd, Darenell Payne,
Defen-dants: Mark S. Boardman, LEAD ATTORNEY, Alicia Fritz Bennett,
Board-man, Carr & Hutcheson, P.C., Chelsea, AL.
JUDGES: Callie V. S. Granade, CHIEF UNITED STATES DISTRICT JUDGE.
OPINION BY: Callie V. S. Granade
OPINION
ORDER
On August 17, 2000, the plaintiffs RSH and CC filed a lawsuit against
de-fendants Monroe County (Alabama) Board of Education ("Board of
Education"), Darenell Payne ("Payne"), and Mike Floyd ("Floyd"), asserting
that the defendants violated their federal rights under Title IX of the
Education Amendments of 1972 (20 U.S.C. § 1681) ("Title IX") and under the
due process and equal protection clause of the Fourteenth Amendment to the
United States Constitution (42 U.S.C. § 1983). The plaintiffs also allege
state law claims of invasion of pri-vacy, assault and battery, outrage,
negligent and/or [*2] wanton and ma-licious training, supervision and
re-tention, and false imprisonment. On September 18, 2001, defendants Payne
and the Board of Education filed a mo-tion for summary judgment with
sup-porting brief and evidentiary submis-sions. (Docs. 48, 49, & 52). This
court granted summary judgment for Payne as to the plaintiffs' substan-tive
due process claim under § 1983 and in his official capacity as to the
remaining claims under § 1983 but de-nied Payne's motion as to the
plain-tiffs' equal protection claim against Payne in his individual capacity
and their state law claim for outrage. This court held that Payne was not
en-titled to qualified immunity from plaintiffs' equal protection claim
be-cause his lack of actions were not within his discretionary authority as
principal of the plaintiffs' middle school. (Doc. 87). Payne thereafter
appealed.
The Court of Appeals for the Elev-enth Circuit reversed this court's de-nial
of Payne's motion as to the equal protection claim, holding that Payne, in
fact, was acting within his discre-tionary authority. However, since this
court did not reach the second part of the qualified immunity analysis,
whether the plaintiffs have demon-strated that Payne's [*3] actions violated
clearly established constitu-tional law, the Eleventh Circuit re-manded the
matter for further analy-sis. (Doc. 103). As a result, this matter is now
before the court on lim-ited remand (Doc. 103) from the Elev-enth Circuit to
apply the second part of the qualified immunity test as pro-vided in Saucier
v. Katz, 533 U.S. 194, 201 (2001) to the plaintiffs' claim that the defendant
Payne, in his individual capacity, violated the Equal Protection Clause of
the Four-teenth Amendment of the United States Constitution by way of 42
U.S.C. § 1983 through his deliberate indiffer-ence to the sexual harassment
of the plaintiffs by defendant Floyd who was their teacher.
For the reasons stated below, this court finds that defendant Payne is not
entitled to qualified immunity, thus this court holds that the Motion for
Summary Judgment is due to be de-nied as to the specific claim that Payne in
his individual capacity vio-lated the plaintiffs' federal rights under the
Equal Protection Clause of the Fourteenth Amendment.
FINDINGS OF FACT
At all times relevant to this law-suit, defendant Board of Education
op-erated the Monroeville Middle School in Monroeville, Alabama, and
defendant Payne was the [*4] school principal. Then eleven-year-old females,
plain-tiffs RSH and CC, were special educa-tion students at the school.
According to plaintiffs' allegations, their teacher, defendant Floyd, touched
them in a sexual manner in separate inci-dents. Plaintiffs further allege
that defendant Payne, after learning of these sexual encounters, took no
ac-tion against defendant Floyd. Accord-ing to the plaintiffs, defendant
Payne's inaction allowed defendant Floyd to continue engaging in
inappro-priate sexual conduct with his stu-dents.
After a review of the record, this court finds the following facts to be
uncontroverted:
1. In her deposition, plaintiff RSH testified that defendant Floyd took her
into the boys' bathroom, pulled up her dress, and stuck his finger in her.
(Doc. 57, Ex. 11. RSH Dep., pp. 55-6, 155).
2. Plaintiff RSH stated that, on another occasion, defendant Floyd sat her in
his lap and put his arm around her. (Id. at 56).
3. Plaintiff RSH also testified that on yet another occasion, she and another
student, Belinda, were in the classroom when defendant Floyd put a movie in a
VCR, and the three of them watched half of the movie which showed a naked man
and woman in bed rubbing on each [*5] other. (Id. at 56-7, 79-81, 136-40).
4. According to plaintiff RSH, de-fendant Floyd touched her between her legs
and on the breast on more than one occasion. (Id. at 57-9).
5. Plaintiff RSH reported defendant Floyd's improper behavior to another
teacher, Ms. McKinley. (Id. at 34).
6. Plaintiff RSH's mother testified that her daughter told her on three
occasions that defendant Floyd had been touching her; after the third time,
the mother went to the school to talk and discuss the matter with de-fendant
Payne. (Doc. 57, Ex. 13, RSH mother's Dep., pp. 33-4). The date of that
meeting was January 21, 2000. (Doc. 57, Ex. 14, Payne Dep., p. 28).
7. According to defendant Payne, RSH's mother's report of her daugh-ter's
allegations was the first time he had heard any sexual allegations against
defendant Floyd. (Id.).
8. Defendant Payne then held a con-ference with defendant Floyd, plain-tiff
RSH, and her mother, during which plaintiff RSH repeated her allegations of
defendant Floyd's touching her. (Id. at 28-31).
9. After RSH's mother told Payne of defendant Floyd's harassment of an-other
student, that student (a boy) was brought into the conference at de-fendant
Payne's invitation. The stu-dent stated [*6] that defendant Floyd had been
improperly touching him. (Id. at 30).
10. After plaintiff RSH and the male student made their allegations, the
children and defendant Floyd left, leaving defendant Payne and RSH's mother
to talk. (Id. at 31). Defendant Payne offered to remove plaintiff RSH from
defendant Floyd's classroom, but RSH's mother indicated that she did not want
that; rather, she just wanted defendant Floyd to keep his hands off of her
daughter - which defendant Payne assured her would be the case. (Id. at 31,
34).
11. Defendant Payne then talked with defendant Floyd, who again denied the
accusations. (Id. at 35).
12. According to defendant Payne, both plaintiff RSH and the male stu-dent
recanted their assertions against defendant Floyd later that same day. (Doc.
48, Ex. 1, Payne Aff., PP 16 & 17). Plaintiff RSH and the male stu-dent both
deny that they recanted their original allegations. (Doc. 57, Ex. 24, RSH
Aff. and Ex. 26, Male Stu-dent Aff.).
13. Subsequently, defendant Payne monitored defendant Floyd's classroom by
looking-in and observing it "occa-sionally," and by watching defendant
Floyd's interactions with the students between classes in the hall. (Id. at
35-39). Defendant [*7] Payne stated that he did not interview any other
children. (Id. at 39).
14. Defendant Payne admitted that, although he was aware of the relevant
school board policy, 1 he did not start an immediate investigation into the
matter or notify RSH's mother or the male student's guardians of his findings
as required by the policy. (Id. at 40-3). Defendant Payne further admitted
that he did not provide in-formation of the allegations to the board
superintendent because he never conducted a formal investigation. (Id. at
44-5).
1 The Monroeville Middle School sexual harassment policy re-quires, in
relevant part, that (1) upon learning of a complaint, the principal shall
start an im-mediate investigation into the matter, and (2) the completed
in-vestigation shall be reviewed by the Superintendent or designee and legal
counsel for prompt and appropriate action, if warranted. (See Doc. 57, Ex.
14, Payne Dep., Ex. 11).
15. Plaintiff RSH alleges that de-fendant Floyd did other unspecified "wrong
things" to her after the con-ference held with her mother, defen-dant Payne,
and defendant Floyd. (Doc. 57, Ex. 11, pp. 131-2). Plaintiff RSH clarified
this testimony in her affi-davit, stating therein, that defendant [*8] Floyd
made her sit on his lap re-peatedly and that he put his arm around her,
touching her breast in the process. (Doc. 57, Ex. 24, p. 2). Plaintiff RSH
further stated that de-fendant Floyd threatened to paddle her if she told her
mother again about him touching her. (Id.).
16. Marsha Odom was a teacher at Monroeville Middle School during the
relevant school year. (Doc. 57, Ex. 17, Odom Dep., pp. 8-9). On May 5, 2000,
Ms. Odom moved her class to room 10 so that her regular classroom, room 14,
could be painted; she did not re-turn to room 14 to teach classes dur-ing the
remainder of that school year, which was approximately two weeks later. (Id.
at pp. 52-5, 63).
17. Plaintiff CC testified that one day while she was working on spelling at
her desk in her classroom (room 14), defendant Floyd grabbed her out of her
desk and took her to Ms. Odom's empty classroom (room 10); defendant Floyd
then took off CC's clothes and put his finger inside her and touched her
breasts. (Doc. 57, Ex. 12, CC Dep., pp. 56, 70-1, 85-6). Defendant Floyd then
told plaintiff CC to put her clothes on and that if she told anyone what had
happened, he would put her in jail. (Id. at 70).
18. Plaintiff CC tried to tell [*9] defendant Payne what had happened right
after it happened, but he told her to go to her classroom. (Id. at pp. 56,
118-9).
19. Plaintiff CC told her parents about the incident the next day; they took
her to the police and reported defendant Floyd's illegal behavior. (Id. at
pp. 93, 11, 116-7).
20. On May 8, 2000, defendant Payne learned of plaintiff CC's complaints to
the police when he and Superinten-dent Mixon were summoned to the Dis-trict
Attorney's Office. (Doc. 52, Ex. 1, Payne Aff., P 26). On that same day, at
Superintendent Mixon's direc-tive, defendant Payne sent defendant Floyd home
pending an investigation. Id.. Defendant Floyd has not returned to teach at
Monroeville Middle School since that date. Id. at P 27.
PROCEDURAL HISTORY
On August 17, 2000, RSH and CC filed a lawsuit against defendants Board of
Education, Payne and Floyd in the Southern District of Alabama. In their
amended complaint (Doc. 13), the plaintiffs allege the defendants vio-lated
their federal rights under Title IX of the Education Amendments of 1972 (20
U.S.C. § 1681), and the due proc-ess and equal protection clause of the
Fourteenth Amendment to the United States Constitution (42 U.S.C. § 1983). 2
The plaintiffs [*10] also allege state law claims of invasion of privacy,
assault and battery, outrage, negligent and/or wanton and malicious training,
supervision and retention, and false imprisonment. The plaintiffs seek
declaratory and injunctive re-lief, as well as compensatory and pu-nitive
damages. For their part, defen-dants deny these allegations generally and
assert a number of defenses, in-cluding various immunity defenses.
2 As set forth in the case cap-tion, the plaintiffs asserted their claims
against defendant Payne in his official capacity and in his individual
capacity. (Doc. 13, P 65).
On September 18, 2001, defendants Board of Education and Payne filed a motion
for summary judgment with sup-porting brief and evidentiary submis-sions.
(Docs. 48, 49, & 52). The plaintiffs filed an opposing brief (Doc. 57), to
which the defendants submitted a reply. (Doc. 61). Defen-dant Floyd filed a
separate motion for partial summary judgment with support-ing brief (Docs. 50
& 51), which the plaintiffs opposed (Doc. 58). Defen-dant Floyd also filed a
reply to the plaintiffs' opposition. (Doc. 62).
On September 28, 2007, this court denied Floyd's motion in its entirety (Doc.
87, p. 36). As to the other two defendants, [*11] this court granted summary
judgment for the Board of Edu-cation and Payne as to the plaintiffs'
substantive due process claim under § 1983; granted summary judgement for the
Board of Education and Payne its his official capacity for the remain-ing
claims under § 1983; and granted summary judgment for the Board of Edu-cation
as to all claims under state law. This court denied the Board of Education's
motion for summary judg-ment on the plaintiffs' Title IX claim and denied
Payne's motion as to the plaintiffs' equal protection claim and their state
law claim for outrage. (Id.). In particular, this court ruled that Payne was
not entitled to quali-fied immunity because his lack of ac-tions were not
within his discretion-ary authority. Payne thereafter ap-pealed.
The United States Court of Appeals for the Eleventh Circuit reversed this
court's decision in part holding that Payne did act within his discretionary
authority as principal. However, since this court did not reach the second
part of the qualified immunity analy-sis, whether the plaintiffs have
dem-onstrated that Payne's actions vio-lated clearly established
constitu-tional law, the Eleventh Circuit re-manded the matter to give this
court the [*12] first opportunity to apply the qualified immunity test as
pro-vided in Saucier v. Katz, 533 U.S. 194, 201 (2001). (Doc. 103, p. 8).
Both the plaintiffs and defendant Payne have filed post-remand briefs
regarding qualified immunity. (Docs. 108 & 109).
LEGAL ANALYSIS
A. Summary Judgment Standard
Federal Rule of Civil Procedure 56(c) provides that summary judgment shall be
granted "if the pleadings, depositions, answers to interrogato-ries, and
admissions on file, together with the affidavits, if any, show that there is
no genuine issue as to any material fact and that the moving party is
entitled to judgment as a matter of law." The trial court's function is not
"to weigh the evidence and determine the truth of the matter but to determine
whether there is a genuine issue for trial." Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 249 (1986). "The mere existence of some evidence to support the
non-moving party is not sufficient for denial of summary judgment; there must
be 'suf-ficient evidence favoring the nonmov-ing party for a jury to return a
ver-dict for that party.'" Bailey v. All-gas, Inc., 284 F.3d 1237, 1243 (11th
Cir. 2002) (quoting Anderson, 477 U.S. at 249). "If the evidence is merely
[*13] colorable, or is not signifi-cantly probative, summary judgment may be
granted." Anderson, at 249-250. (internal citations omitted).
The basic issue before the Court on a motion for summary judgment is "whether
the evidence presents a suf-ficient disagreement to require sub-mission to a
jury or whether it is so one-sided that one party must prevail as a matter of
law." See Anderson, 477 U.S. at 251-252. The moving party bears the burden of
proving that no genuine issue of material fact exists. O'Ferrell v. United
States, 253 F.3d 1257, 1265 (11th Cir. 2001). In evalu-ating the argument of
the moving party, the court must view all evi-dence in the light most
favorable to the non-moving party, and resolve all reasonable doubts about
the facts in its favor. Burton v. City of Belle Glade, 178 F.3d 1175, 1187
(11th Cir.1999). "If reasonable minds could differ on the inferences arising
from undisputed facts, then a court should deny summary judgment." Miranda v.
B&B Cash Grocery Store, Inc., 975 F.2d 1518, 1534 (11th Cir. 1992) (citing
Mercantile Bank & Trust v. Fidelity & Deposit Co., 750 F.2d 838, 841 (11th
Cir. 1985)).
Once the movant satisfies his ini-tial burden under Rule 56(c), the
non-moving [*14] party "must make a suf-ficient showing to establish the
exis-tence of each essential element to that party's case, and on which that
party will bear the burden of proof at trial." Howard v. BP Oil Company, 32
F.3d 520, 524 (11th Cir.1994)(citing Celotex Corp. v. Catrett, 477 U.S. 317,
324 (1986)). Otherwise stated, the non-movant must "demonstrate that there is
indeed a material issue of fact that precludes summary judgment." See Clark
v. Coats & Clark, Inc., 929 F.2d 604, 608 (11th Cir. 1991). The non-moving
party "may not rest on the mere allegations or denials of the [non-moving]
party's pleading, but .... must set forth specific facts showing that there
is a genuine issue for trial." FED. R. CIV. P. 56(e) "A mere 'scintilla' of
evidence support-ing the [non-moving] party's position will not suffice;
there must be enough of a showing that the jury could rea-sonably find for
that party." Walker v. Darby, 911 F.2d 1573, 1577 (11th Cir. 1990) (citation
omitted). "[T]he nonmoving party may avail itself of all facts and
justifiable inferences in the record taken as a whole." Tip-ton v. Bergrohr
GMBH-Siegen, 965 F.2d 994, 998 (11th Cir. 1992). "Where the record taken as a
whole could not lead [*15] a rational trier of fact to find for the
non-moving party, there is no genuine issue for trial." Matsushita Elec.
Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574 at 587 (1986) (in-ternal
quotation and citation omit-ted).
B. Qualified Immunity
Qualified immunity protects govern-ment officers sued in their individual
capacities from liability for civil damages so long as their conduct "does
not violate clearly established statu-tory or constitutional rights of which
a reasonable person would have known." Vinyard v. Wilson, 311 F.3d 1340, 1346
(11th Cir. 2002)(quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct.
2727, 73 L.Ed. 2d 396 (1982)). "The purpose of this immunity is to allow
government officials to carry out their discretionary duties without the fear
of personal liability or har-assing litigation, protecting from suit all but
the plainly incompetent or one who is knowingly violating the federal law."
Lee v. Ferraro, 284 F.3d 1188, 1194 (11th Cir. 2002)(internal quotation marks
and citations omit-ted). The inquiry turns on the "objec-tive legal
reasonableness of the ac-tion, assessed in light of the legal rules that were
clearly established at the time it was taken." 3 Wilson v. Layne, 526 U.S.
603, 614, 119 S.Ct. 1693, 143 L.Ed.2d 818 (1999)(internal [*16] quotation
marks omitted); see Hope v. Pelzer, 536 U.S. 730, 739, 122 S.Ct. 2508, 153
L.Ed.2d 666 (2002)("[Q]ualified immunity operates to ensure that before they
are sub-jected to suit, officers are on notice their conduct is unlawful."
(internal quotation marks omitted)).
3 Defendant Payne asserts that he did not have the subjective intent to
discriminate against RSH or CC, thus he is entitled to qualified immunity.
(See Doc. 109, pp. 16-7). Even if this as-sertion were true, his "subjec-tive
beliefs regarding the cir-cumstances are irrelevant to the qualified immunity
inquiry." Whittier v. Kobayashi, F.3d , 2009 WL 2707174, at *4 (11th
Cir. Aug. 31, 2009)(citing Harlow v. Fitzgerald, 457 U.S. 800, 817-8, 102
S.Ct. 2727, 2737-8, 73 L.Ed.2d 396 (1982) (discarding the subjective
component of the qualified immunity inquiry and adopting the "objective
reason-ableness" standard)(other cita-tion omitted)).
To receive qualified immunity, the public official "must first prove that he
was acting within the scope of his discretionary authority when the
al-legedly wrongful acts occurred." Lee, 284 F.3d at 1194 (internal quotation
marks omitted). On appeal, the Elev-enth Circuit concluded that Payne [*17]
was acting within the scope of his discretionary authority when the alleged
sexual misconduct occurred, thus this first prong has been satis-fied. (Doc.
103, p. 7-8). Therefore, "[o]nce the defendant establishes that he was acting
within his discretionary authority, the burden shifts to the plaintiff to
show that qualified immu-nity is not appropriate." Vinyard, 311 F.3d at 1346.
In analyzing whether the plaintiff has satisfied this burden, the Elev-enth
Circuit instructed this court to follow the procedure from Saucier v. Katz,
533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed. 2d 272 (2001). (See Doc. 103, p.
8). Saucier mandates a two-step sequence for resolving gov-ernment officials'
qualified immunity claims. Courts were to first determine "whether the
plaintiff's allegations, if true, establish[ed] a constitu-tional violation."
Hope, 536 U.S. at 736 (citing Saucier, 533 U.S. at 201). Only if the
allegations satisfied this first step did the court then decide whether the
right at issue was "clearly established" at the time of the defendant's
alleged misconduct. 4 Saucier, 533 U.S. at 201. In other words, qualified
immunity is applica-ble unless the officials conduct vio-lated a clearly
established [*18] constitutional right. Anderson v. Creighton, 483 U.S. 635,
640, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987).
4 "Prior to Saucier, the Su-preme Court's cases held that 'the better
approach to resolving cases in which the defense of qualified immunity is
raised is to determine first whether the plaintiff has alleged a depriva-tion
of a constitutional law at all.' Saucier made this 'better approach' the only
approach." Bash v. Patrick, 608 F.Supp.2d 1285, 1293 n. 4 (M.D.Ala.
2009)(quoting County of Sacra-mento v. Lewis, 523 U.S. 833, 841 n. 5, 118
S.Ct. 1708, 140 L.Ed.2d 1043 (1998)).
After the Eleventh Circuit handed down its decision directing this court to
apply the Saucier procedure, a unanimous Supreme Court in Pearson v. Callahan
held that the Saucier proce-dure was no longer mandatory. Instead, the
Supreme Court allowed district court and appellate court judges to "exercise
their sound discretion in deciding which of the two prongs of the qualified
immunity analysis should be addressed first in light of the circumstances of
the particular case at hand." U.S. , 129 S.Ct. 808, 818, 172 L.Ed.2d
565 (2009). Despite this grant of discretion, this court will now follow the
Saucier procedure [*19] in determining whether Payne is entitled to
qualified immunity from the plaintiffs' claim that he violated the Equal
Protection Clause of the Fourteenth Amendment of the United States
Constitution by way of 42 U.S.C. § 1983.
1. Whether the plaintiffs' allega-tions, if true, established a
consti-tutional violation
It is axiomatic that the Fourteenth Amendment's equal protection clause
guarantees RSH and CC the right to be free from sexual harassment by a
teacher. 5 See Sandra T.E. v. Sperlik, 639 F.Supp.2d 912, at 924 (N.D.Ill.
2009)("If sexual harassment in the workplace violates the Equal Protec-tion
Clause, then certainly the sexual abuse of female students by a teacher
violates the Equal Protection Clause."); A.G. ex rel. K.C. v. Autauga County
Bd. of Educ., 506 F.Supp.2d 927, 941 (M.D.Ala. 2007); Morlock v. West Cent.
Educ. Dist., 46 F.Supp.2d 892, 918 (D.Minn. 1999)("Courts uniformly recognize
that sexual harassment by a state actor [,teacher,] violates the
constitu-tional rights of the recipient [,student,] under the Equal
Protection Clause."); see also Cross v. Ala. Dep't of Mental Health & Mental
Retar-dation, 49 F.3d 1490, 1507 (11th Cir. 1995)(Employees "have a
constitutional right [*20] [under the Equal Protec-tion Clause] to be free
from unlaw-ful... sexual harassment in public em-ployment."); Horne v.
Russell County Comm'n, 379 F.Supp.2d 1305, 1336 (M.D.Ala. 2005)(same).
5 Defendant Payne concedes that "the Fourteenth Amendment may af-ford the
plaintiffs a right to be free from sexual harassment by teachers in their
school..." (Doc. 109, p. 10).
Furthermore, a principal can be found to have violated a student's right to
be free from sexual harass-ment under supervisory liability the-ory.
Supervisory liability under § 1983 "occurs either when the supervi-sor
personally participates in the al-leged constitutional violation or when
there is a causal connection between action of the supervising official and
the alleged constitutional depriva-tion." This causal connection "may be
established and supervisory liability imposed where the supervisor... [has a]
deliberate indifference to consti-tutional rights." Hartley v. Parnell, 193
F.3d 1263, 1269 (11th Cir. 1999); see also Doe v. Taylor Indep. Sch. Dist.,
15 F.3d 443, 452-3 (5th Cir. 1994)("a supervisor can be liable for 'gross
negligence' or 'deliberate in-difference' to violations of their
subordinates."); Stoneking v. Bradford Area Sch. Dist., 882 F.2d 720, 725 (3d
Cir. 1988); [*21] Howard v. Bd. of Educ. of Sycamore Cmty. Unit Sch. Dist.,
893 F.Supp. 808, 817-8 (N.D.Ill. 1995)(holding that the plaintiffs asserted
an adequate equal protection claim against a principal because the plaintiff
asserted the principal was notified of harassment and intentionally took no
action to stop the harassment.).
a. As to Plaintiff RSH
Relying on Davis v. DeKalb County Sch. Dist., 233 F.3d 1367 (11th Cir. 2000),
6 defendant Payne argues that he did not act with deliberate indif-ference
after receiving actual notice of the sexual abuse allegations. 7 (Doc. 109,
pp. 13-5). However, this court concludes that the principal's actions in
Dekalb County were much more substantial than the actions taken by defendant
Payne in this case. In Dekalb County, the principal con-tacted his supervisor
about the report of misconduct after meeting with the student and her
guardian; the princi-pal then directed the school counselor and the social
worker to investigate the complaint. Those two individuals separately met
with the student and with the sole witness identified by the student. The
principal interviewed the teacher and "discuss[ed] the grav-ity of the
situation." Following the investigation, the [*22] principal arranged a
meeting with the student, her guardian, the social worker, and the teacher,
during which it was de-termined that any touching was inci-dental. Even the
student "could not state [at the meeting] that it was sexual in nature." Id.
at 1373. Never-theless,
With [his supervisor's] approval, [the principal] removed [the student]
from after-school P.E. class with [the teacher]. [The princi-pal] offered to
remove [the student] from her regular P.E. class with [the teacher], but [the
student] wanted to stay in the class. The [student's mother] simi-larly
rejected [the princi-pal's] offer to transfer [her daughter] to another
school. [The principal] in-structed [the teacher] to avoid all contact with
[the student] other than class. [The principal] also forbade [the teacher]
from being alone with [the student] or any female student. Finally, [the
principal] informed [the student's mother] that she could contact [the
prin-cipal's] supervisor if [the mother] thought anything further should be
done.
[The principal] followed up with [the student] sev-eral times throughout the
school year, but [the stu-dent] had no further com-plaints. [The principal]
also monitored [the teacher] for any indiscretions, [*23] but he never
observed [the teacher] alone with fe-male students. At least three other
teachers also testified that they never saw [the teacher] alone with female
students, and they never witnessed him behave inappropriately around
stu-dents.
6 Defendant Payne also relies on Hartley v. Parnell, 193 F.3d 1263 (11th
Cir. 1999), stating this case is "remarkably similar to the case at bar" and
in that case "the Eleventh Circuit ruled that the circumstances there failed
to establish any violation of equal protection rights." (Doc. 109, p. 13).
However, un-like Hartley, where the plaintiff did not suffer from any further
sexual harassment after the prin-cipal was notified of the allega-tions, both
RSH and CC assert that Floyd harassed them after Payne was notified of the
alleged harassment of RSH. (See Doc. 57, Ex. 11, pp. 131-2; Doc. 57, Ex. 24,
p. 2). To the extent that de-fendant Payne asserts that no sexual assaults
occurred after Payne was put on notice of the alleged abuse, this would be a
dispute of a material fact, a conflict which is for a jury to decide.
Miranda, 975 F.2d at 1534 (11th Cir. 1992)("If reasonable minds could differ
on the infer-ences arising from undisputed facts, then a court [*24] should
deny summary judgment."). As a result, defendant Payne's reli-ance on Hartley
is misplaced.
7 This court has found previ-ously that defendant Payne had received actual
notice of Payne's alleged sexual abuse on January 21, 2000. (See Doc. 87, pp.
13-5).
Id. at 1373-4 (footnote omitted).
It is easy to contrast the princi-pal's actions in Dekalb County with
defendant Payne's actions in this case. As set forth above, after plain-tiff
RSH's mother told defendant Payne of defendant Floyd's improper behavior on
January 21, 2000, Payne immediately convened a conference which included
Floyd and RSH's mother. During the course of that conference, plaintiff RSH
and another student came in, stated their allegations, and left. Defendant
Floyd left also, leaving de-fendant Payne and RSH's mother to talk. Defendant
Payne offered to re-move plaintiff RSH from defendant's Floyd's classroom,
but RSH's mother (inexplicably) indicated that she did not want that action
taken; rather, she just wanted defendant Floyd to keep his hands off of her
daughter - which defendant Payne assured her would be the case.
Defendant Payne talked with defen-dant Floyd, who again denied the
accu-sations. Subsequently, defendant [*25] Payne "monitored" defendant
Floyd's classroom by looking in and observing it as often as he could, but
this sporadic and limited observation was his only action. Defendant Payne
stated that he did not interview any other children. Defendant Payne
admit-ted that, although he was aware of the relevant school board policy, he
did not comply with it in at least three ways. Namely, defendant Payne did
not start an immediate investigation into the matter; he did not notify RSH's
mother or the guardians of the other student of his findings; and he did not
provide information of the allega-tions to the board superintendent be-cause
he never conducted a formal in-vestigation. 8 In contrast to Dekalb County,
defendant Payne did not con-tact his supervisor; he did not for-mally
investigate the allegations; he did not have any other school person-nel or
the police investigate the al-legations 9 ; he did not reconvene the parties
after an investigation; he did not instruct defendant Floyd to avoid all
contact with plaintiff RSH other than in class; he did not forbid de-fendant
Floyd from being alone with plaintiff RSH or any of the other fe-male
students; and he did not tell plaintiff RSH and her mother [*26] to contact
his supervisor in the event they thought anything further should be done.
These distinctions are sub-stantial and critical, and the court concludes
that defendants' reliance on DeKalb County is misplaced. After due
consideration, the court concludes that, in viewing the allegations in a
light most favorable to the plain-tiffs, a jury could find that defen-dant
Payne was deliberately indiffer-ent to plaintiff RSH's allegations of sexual
harassment.
8 It is not clear why defendant Payne failed to comply with the policy. The
record evidence, how-ever, indicates that he did not believe the allegations
against defendant Floyd made by plaintiff RSH and the male student. How-ever,
the policy does not contain a provision which suspends the duty to
investigate and report to the Board if the person taking the complaint does
not believe the accusation. Rather, the pol-icy bestows the responsibility of
deciding which party to believe rests with the Board.
9 The record does not explain why defendant Payne did not re-port
plaintiff's RSH's allega-tions of child sexual abuse to the police.
Additionally, relying on D.A.C. v. Thrasher, 655 So.2d 959 (Ala. 1995),
defendant Payne asserts that it is un-necessary [*27] for this court to
consider whether Payne is entitled to qualified immunity because there is not
enough sufficient evidence for a jury to find that Payne's failure to abide
by the school board's policy was the proximate cause of RSH or CC's
in-juries. (Doc. 109, p. 11-3). Despite this assertion, this court finds that
there is enough evidence for a reason-able jury to not only find that Payne
was deliberately indifferent to Floyd's alleged sexual harassment but also to
conclude that that indiffer-ence proximately caused RSH and CC's injuries. In
reaching this conclusion, the court cannot say that plaintiff RSH's evidence
is "merely colorable or is not significantly probative." An-derson, 477 U.S.
at 249-50.
b. As to Plaintiff CC
Plaintiff CC asserts that she would not have been harassed had defendant
Payne not been deliberately indiffer-ent to plaintiff RSH's allegations. The
court's determination that a jury could find that defendant Payne acted with
deliberate indifference as to plaintiff RSH also means that a jury could find
that defendant Payne acted with deliberate indifference as to plaintiff CC
and that this indiffer-ence was a proximate cause of CC's abuse.
2. Whether the right at issue [*28] was "clearly established" at the time of
the alleged misconduct
Since this court has determined that RSH and CC had a constitutional right
that would have been violation if the allegations were true, "the next,
sequential step is to ask whether the right was clearly estab-lished."
Saucier, 533 U.S. at 201, 121 S.Ct. 2151. In other words, before qualified
immunity is surrendered by Payne, he is entitled to fair and clear warning
that the challenged con-duct violates federally protected rights. See Hope,
536 U.S. at 741, 122 S.Ct. 2508 ("The salient question... is whether the
state of the law... gave [Payne] fair warning that [his] alleged treatment of
[RSH and CC] was unconstitutional."); Vinyard, 311 F.3d at 1350. 10
10 Defendant Payne asserts that this court should use the legal standard
prior to 2000 in deter-mining whether a right is clearly established. (See
Doc. 109, p. 9). However, the courts in this circuit have applied the legal
standard as established after the date of the incident, and this court shall
do the same. See e.g., Vinyard, 311 F.3d at 1349-50 (the alleged incident
occurred in 1998, yet the court applied the legal standard as established in
2001 and 2002 cases); Lassiter v. Alabama A&M University, Bd. of Trustees, 28
F.3d 1146, 1149-50 (11th Cir. 1994)(the [*29] al-leged incident occurred in
1986, but the court applied the legal standard from a Supreme Court case
decided in 1987 and an Elev-enth Circuit case decided in 1989).
The Eleventh Circuit identified three categories of fair and clear warning:
(1) whether the conduct is so egregious that it violates the consti-tution on
its face, regardless of the absence of authoritative case law; (2) where the
conduct does not violate the constitution on its face, but case law exists
which can be applied broadly to various factual situations; and (3) where no
broad case law applies but there exists precedent which is tied to the facts.
Vinyard, 311 F.3d at 1350-1. Thus, there need not be a case "on all fours,"
with materially iden-tical facts, before qualified immunity will be denied.
"A principle of con-stitutional law can be 'clearly estab-lished' even if
there are 'notable factual distinctions between the precedents relied on and
the cases then before the Court, so long as the prior decision gave
reasonable warning that the conduct at issue violated constitutional
rights.'" Holloman ex rel. v. Harland, 370 F.3d 1252, 1277 (11th Cir.
2004)(quoting United States v. Lanier, 520 U.S. 259, 269, 117 S.Ct. 1219,
1227, 137 L.Ed.2d 432 (1997)); [*30] see also Hope, 536 U.S. at 741, 122
S.Ct. 2508 ("[O]fficials can still be on notice that their conduct violates
law even in novel factual circumstances. Indeed in Lanier, we expressly
rejected a re-quirement that previous cases be 'fun-damentally similar.'").
Although there are no cases in this circuit before the year 2000 that were
factually on point, this court concludes that a reasonable person in Payne's
position could not have believed being deliber-ately indifferent to Floyd's
conduct was lawful in light of the following clearly established law.
First, it was clearly established in this circuit that a minor had a
substantive due process right to be free from abuse and that if an offi-cial,
such as a principal, was delib-erately indifferent to such abuse, such a
violation was an infringement of that minor's legal rights. In fact, the
Eleventh Circuit specifically stated that a principal may be held liable
under the Fourteenth Amendment Substantive Due Process Clause for the sexual
abuse of a teacher if that principal is deliberately indifferent to that
abuse. Hartley, 193 F.3d at 1269 ("Supervisory liability [under § 1983]
occurs... when there is a causal connection between actions of [*31] the
supervising official and the al-leged constitutional deprivation... [T]he
causal connection may be estab-lished and supervisory liability im-posed
where the supervisor's improper 'custom or policy... result[s] in de-liberate
indifference to constitu-tional rights."); see also Taylor By and Through
Walker v. Ledbetter, 818 F.2d 791, 794 (11th Cir. 1987)(holding that a foster
child can state a 42 U.S.C. § 1983 cause of action under the Fourteenth
Amendment against state officials if the child is abused after a state
employee is deliberately in-different to a known and substantial risk to the
child of serious harm); Does v. Covington County Sch. Bd. of Educ., 930
F.Supp. 554, 577 (M.D.Ala. 1996)("The issue [in Covington] is not whether, in
general terms, school of-ficials can violate a student's Four-teenth
Amendment substantive due proc-ess rights by knowingly failing to take steps
to eliminate a teacher's sexual harassment of school children or by having
inadequate training poli-cies and procedures. They can."); C.B. v. Bobo, 659
So.2d 98, 103-4 (Ala. 1995)(recognized that a student had a substantive due
process to not be sexually abused and that if a student can prove that the
principal had [*32] deliberate indifference toward sexual abuse, then the
principal may be held personally liable); see also Youngberg v. Romeo, 457
U.S. 307, 314-325, 102 S.Ct. 2452, 2457-63, 73 L.Ed.2d 28 (1982)(holding that
the substantive component of the Four-teenth Amendment's Due Process Clause
requires the State to provide involun-tarily committed mental patients with
such services as are necessary to en-sure their "reasonable safety" from
themselves and others.); Stoneking, 882 F.2d at 727 cert. denied 493 U.S.
1044, 110 S.Ct. 840, 107 L.Ed. 2d 835 (1990)(holding that a principal and
assistant principal were not entitled to qualified immunity if they were
de-liberately indifferent to a teacher's alleged sexual abuse).
Second, the Eleventh Circuit has stated that a plaintiff has "a
consti-tutional right to be free from unlaw-ful sex discrimination and sexual
har-assment in public employment, and this right is created by the equal
protec-tion clause of the Fourteenth Amend-ment." Cross, 49 F.3d at 1507.
Fur-thermore, it was clearly established in this circuit by 2000 that a
super-visor may be liable under § 1983 for their subordinate's sexual
harassment if a "responsible supervisor" is "on notice of the need [*33] to
correct the alleged deprivation, and he fails to do so." Braddy v. Fla. Dept.
of La-bor and Employment Sec., 133 F.3d 797, 801-2 (11th Cir. 1998)(quoting
Brown v. Crawford, 906 F.2d 667, 671 (11th Cir. 1990))(internal quotations
omit-ted); see Cross, 49 F.3d at 1503 (holding that it was clearly
estab-lished that a supervisory defendant may be held liable if his response
to knowledge of his subordinates' wrong-ful sexual harassment is objectively
unreasonable, even if he has a sincere subjective belief that he is acting
properly); see also Franklin v. Gwin-nett County Pub. Sch., 503 U.S. 60, 112
S.Ct. 1028, 117 L.Ed.2d 208 (1992)(holding that employment cases provide
clearly established law with respect to teacher-on-student harass-ment in
particular.); 11 Sandra T.E., 639 F.Supp.2d912, at 924 ("If sexual harassment
in the workplace violates the Equal Protection Clause, then cer-tainly the
sexual abuse of female stu-dents by a teacher violates the Equal Protection
Clause.").
11 In Franklin, a high school student brought a Title IX action for alleged
gender-based dis-crimination arising from alleged sexual harassment and abuse
by a school sports coach and teacher. In holding that the implied [*34]
right of action under title IX supported a claim for monetary damages, the
Supreme Court pointed out that "when a supervi-sor sexually harasses a
subordi-nate because of the subordinate's sex, that supervisor
'discimi-nate[s]' on the basis of sex." 503 U.S. at 75, 112 S.Ct. 1028
(quoting Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 64, 106 S.Ct. 2399,
91 L.Ed.2d 49 (1986)). The Court then stated its belief that "the same rule
should apply when a teacher sexu-ally harasses and abuses a stu-dent." Id..
Thus the Court clearly indicated in 1992 that the same sexual harassment
stan-dards apply in both the employ-ment context as issue in Meritor and in
the teacher-on-student sexual harassment at issue in Franklin.
Third, it was clearly established at the time of the alleged incident in this
case that a student had a right to be free from sexual harassment by a
teacher under Title IX and that a school district may be held liable in
damages if an official of the school district, for example a principal, "who
at a minimum has authority to in-stitute corrective measures on the
district's behalf has actual notice of, and is deliberately indifferent to,
the teacher's misconduct." Gebser v. Lago Vista Indep. Sch. Dist., 524 U.S.
274, 277, 118 S.Ct. 1989, 141 L.Ed.2d 277 (1998); [*35] see also Franklin,
503 U.S. at 74-5, 112 S.Ct. 1028 (establishes that a school dis-trict can be
held liable in damages under Title IX in cases involving a teacher's sexual
harassment of a stu-dent.). At the time of the alleged in-cident, the Board
of Education had a policy against sexual harassment, a policy which required
a principal to start an immediate investigation upon receiving a sexual
harassment com-plaint, mandated that superintendent or designee of
superintendent and le-gal counsel review the completed in-vestigation, and
established that a written response be provided to the parents of the student
and the stu-dent. (See Doc. 57, Ex. 14, Payne Dep., Ex. 11). Payne admitted
that at the time of the incident he was aware of this policy. (See Id., Payne
Dep., pp. 39-43).
In light of the clearly established law described above, this court
con-cludes that a reasonable principal would have known in January of 2000
that being deliberately indifferent to a teacher's sexual harassment of a
student would give rise to a violation of that student's equal protection
rights. Therefore, defendant Payne is not entitled to qualified immunity
be-cause, if the allegations are true, his conduct would [*36] violate
clearly established statutory or con-stitutional rights of which a
reason-able person would have known.
CONCLUSION
For the foregoing reasons, defen-dant Payne's motion for summary judg-ment
(Doc. 48) is DENIED on plain-tiffs' § 1983 equal protection claim against
Payne in his individual capac-ity. As a result, the following causes of
action remain to be tried:
- not following SH policy is deliberate indifference and enough for liability under title ix-no immunity, wmurphylaw, 11/28/2009
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